April 1997 Microdata File Description
Prepared: January 25, 2000
Revised/Updated: May 17, 2000 - ERS supplied logical record length,
added information on noninterview households in DataFerrett,
and updated
information on S24 and S35 split panel tests. The questionnaire
was separated from this Technical Documentation/User Notes file.
Technical Description
The file is in ASCII format and consists of 134,538 logical records.
The length of each record is 1,121 characters. Each record represents
one person in a surveyed household or one household that was eligible
for the core labor force survey but could not be contacted or
refused
to participate. Noninterview households are included in the CD-ROM
file, with their noninterview status indicated. Noninterview
households
are not included in the DataFerrett file. A subset of variables
on each record contains data about the household of which the
person
is
a part. These variables have the same value for all persons in
the same interview household.
Contents of the Data File
The file includes data in three general categories:
(1) Monthly labor force survey data and recodes, collected by the
Census Bureau for the Bureau of Labor Statistics. These variables
are described briefly in the data dictionary. For concepts and definitions
underlying these data, users should refer to the technical documentation
for the CPS monthly labor force data available from the Bureau of
Labor Statistics. Included are geographic, demographic, income,
and employment data that may be of interest to those analyzing the
Food Security Supplement.
(2) Food Security Supplement data, collected by the Census Bureau
for the United States Department of Agriculture. These data consist
of answers by household respondents to questions about household
food expenditures, use of food assistance programs, and experiences
and behaviors related to food security, food insecurity, and hunger.
All of the Food Security Supplement data are household-level data
except the supplement person weight.
(3) Food security and hunger scale and status indicators calculated
from the Food Security Supplement data by the Economic Research
Service of the United States Department of Agriculture. These indicate
the screening status of the household, as well as continuous and
categorical measures of food security status.
Contents of the Food Security Supplement QuestionnaireA facsimile of the Food Security Supplement questionnaire is
available on the ERS website or on the public-use data file CD-ROM
available from the Census Bureau. The major sections are as follows:
(variable names are as in the data files; in the questionnaire,
the same variable names lack the "HE" prefix):
(1) Food Spending (HES1A - HES8).
(2) Food Program Participation (HES9 - HES9GSP).
(3) Food Sufficiency, Food Security, and Ways of Avoiding or Ameliorating
Food Deprivation (HES11A - HES58). This section includes the 18
food security and hunger items that are used to calculate the household
food security scale.
Changes from Previous Years' Food Security Supplements
The split ballot test of the two forms of the food sufficiency
question (S11A and S11) was replaced with a split ballot
test of alternate wording of the single-question, four-response-category
food sufficiency question. Both forms were specifically
referenced to the previous 12 months, unlike 1996, which
was not referenced to any specific time period. Four rotations
(1,4,5,7) received the same wording (except for the time
reference) as in 1996. The other four rotations had the
word "always" added to the first response option: "I/We
always have enough to eat, and the kinds of food (I/we)
want."
A split ballot test, separating the question about adults cutting
the size of meals or skipping meals was conducted. Two rotations
(4 and 8) received S24A, S25A, S26A, S27A (about skipping meals)
as well as S24B, S25B, S26B, S27B (about cutting meals). The remaining
six rotations received the standard 1995 and 1996 question series
S24, S25, S26, S27 which combines the two behaviors in a single
question. In the data file, responses to the "A" and "B"
series for households are recorded separately as HES24A-HES27A and
HES24B-HES27B and are combined in HES24-HES27. That is, if the corresponding
response is affirmative for either cutting or skipping, the standard
"cut or skip" is coded affirmative. This recoded variable
is not quite equivalent to the standard variable, because the separate
question about cutting the size of meals specifies "cut back
on the amount you ate to the point you were hungry
,"
but they were considered close enough in meaning to be included
in the household food security scales.
A second split ballot test of alternate wording of the question
about being hungry was conducted. Two rotations (4 and 8) received
alternate wording (S35A, S36A, S37A), "In the last 12 months
were
you ever hungry because you couldn't afford enough food?" The
remaining six rotations received the standard 1995 and 1996 wording
(S35, S36, S37), "In the last 12 months
were you ever
hungry but didn't eat because you couldn't afford enough food?"
Unfortunately skip patterns were incorrectly specified in the CAPI,
so the variables in the alternate rotations are not useable, and
the S35A series was not used for scale creation.
Screening of households prior to the food security and hunger series
was redesigned; see next section.
Screening of the Food Security Supplement
The Food Security Supplement includes several screens to reduce
respondent burden and to avoid embarrassing respondents by asking
them questions that are inappropriate given other information they
have provided in the survey. The screener variables use information
from the monthly labor force core data as well as from the Food
Security Supplement. Households with income above 185 percent of
the poverty threshold for that household (HRPOOR=2, estimated from
HUFAMINC and HRNUMHOU) were skipped over the questions on participation
in food assistance programs. Households with income above 185 percent
of poverty who registered little or no indication of food stress
on HES15, HES16, or HESS11/11A were skipped over the entire "Food
Sufficiency, Food Security, and the Ways of Avoiding or Ameliorating
Food Deprivation" section. As in 1996, and differing from 1995,
even some households with income below 185 percent of poverty were
skipped over the rest of the questionnaire if they registered no
indications at all of food stress on HES15, HES16, or HESS11/11A.
Unfortunately, the screener was not implemented as intended. The
revised HES11 was substituted for HES11 and HES12, but the screener
specifications were not completely revised to reflect this change.
The screener as actually implemented is presented in the questionnaire.
Looking ahead, in 1998 the questionnaire will be reorganized and
two "internal" screeners added in the main food security
section (the questions which are used to calculate the household
food security scale). These different screening procedures bias
estimated prevalences of food insecurity and hunger differently
in each year. Adjustments must be made for these differences to
compare prevalences of food security and hunger across years. This
topic is further discussed below under the heading "Food Security
Scales and Screener Variables."
Screeners also were applied based on whether the household included
any children, so that households without children were not asked
questions that refer specifically to children. This screener, as
calculated at the time of the survey, classified as children all
persons 17 or younger. However, for processing and analyzing the
food security data, persons who are household reference persons
or spouses of household reference persons (PERRP=1, 2, or 3) are
not considered children even if they are age 17 or younger. The
food security scale, status, and screener variables reflect this
recoding; however the individual item responses are not recoded,
and the user will need to recode these if they are to be analyzed
or used to replicate scale scores.
Food Security Scales and Screener Variables
The main purpose of the Food Security Supplement is to provide information
about food security, food insecurity, and hunger in the nation's
households. Several variables are provided in the data file that
identify the food security status of each household during the previous
12 months. All of these variables are based on responses to a set
of 18 items in the Supplement that are indicators of food insecurity
and hunger. HRFS12M3 is the raw scorea count of the number
of items affirmed by the household respondent. Households that were
screened out are assigned a score of -5 on this variable to remind
users that they were not actually asked any of the 18 items. HRFS12M4
is the household food security scale score, a continuous score based
on fitting the data to a single-parameter Rasch model using item
calibrations calculated from the 1995 data. Computed values range
from about 1 to 14. Scale scores for households that affirmed no
items cannot be calculated within the Rasch model. These households
are food secure, but the degree of their food security is not known
and may vary widely from household to household. They are assigned
scale scores of -6 to remind users that they require special handling
in analyses which assume linearity of the scale scores. Households
that were screened out are assigned a score of -5 on this variable.
HRFS12M1 is a categorical variable based on the scale score, which
classifies households in three categories: food secure, food insecure
without hunger, and food insecure with hunger. HRFS12M2 is the same
as HRFS12M1 except that the food insecure with hunger category is
subdivided to level 1 and level 2 hunger. The level 2 hunger category
corresponds operationally with the "Severe Hunger" category
described in Household Food Security in the United States in
1995: Summary Report of the Food Security Measurement Project
published by the Food and Nutrition Service and with the "Food
Insecure with Hunger (Severe)" category described in Guide
to Measuring Household Food Security - 2000, also published
by the Food and Nutrition Service.
The food security variables described in the previous
paragraph are based on the 18 food security indicator
items as they were administered in the 1996 survey. A
second set of food security scale and status indicators
is provided that is adjusted for interyear differences
in survey screening procedures. These "common-screen"
variables are comparable to corresponding variables in
the April 1997 and August 1998 data files. Corresponding
variables for the 1995 data also are available from the
Economic Research Service. Prevalence estimates based
on these common-screen variables are comparable across
these years. The common-screen-based food security variables
are HRFS12C3 (raw score), HRFS12C4 (Rasch-based scale
score), HRFS12C1 (three-category food security status
indicator), and HRFS12C2 (4-category food security status
indicator). The common-screen food security variables
are needed because the screening procedures used in administering
the Food Security Supplements varied somewhat from year
to year. In all years, households that were screened out
after a few initial questions are classified as food secure.
However, comparisons across years of the item responses
of households with identical responses to the preliminary
screener variables show that some households that were
screened out under more stringent screening rules would
have been classified as food insecure (or, in a few cases,
even as food insecure with hunger) if they had not been
screened out. The screening procedures, therefore, bias
prevalence estimates of food security and hunger downward,
and the extent of the bias varies across years. To compare
prevalence rates across years, it is essential to adjust
the data from each year so that it matches, as nearly
as possible, a common set of screening procedures. That
is, negative responses must be imputed to households that
would have been screened out at the initial screener in
any year. For surveys prior to 1998, negative responses
also must be imputed to "downstream" variables for households
that would have been screened out at either of the internal
screens that were first implemented in 1998.
A screener status variable, HRFS12CS, is provided to indicate screening
status under the 1995-1998 common screen. The variable indicates
whether the household would have been administered all items, would
have been screened out prior to the first of the 18 scale items,
or would have been screened out by either of the two internal screens
introduced in 1998.
Interview Households, Supplement Households,
and Noninterview Households
Noninterview householdsthose that were eligible for the survey
but could not be contacted or declined to complete the core labor
force surveyare included in the file. Interview status is
indicated by the variable HRHTYPE, which is positive for interviewed
households and zero for noninterview households. (There is only
one record for each noninterview household.) Some households that
completed the core labor force survey did not complete the Food
Security Supplement. Supplement interview status is indicated by
the variable HRSUPINT, which has a value of 1 for households that
completed the supplement, 2 for households that completed the core
but not the supplement, and -1 for core noninterview households.
Constructing Household Characteristics from Person RecordsTo compute some household characteristics such as household
size, presence of children, or presence of elderly, it is necessary
to identify the records of all persons in the same household. Households
are uniquely and completely identified by State of residence (GESTCEN),
household identifier (HRHHID), and household serial suffix (HSERSUF).
Sort records within households by PERRP if the household reference
person record must be the first record in the household. To match
to other months' CPS files, add the HRMIS variable to the household
identification, adjusting one of the files for the difference in
survey month.
WeightsEstimating Population Distributions of Person and
Household Characteristics
The CPS is a complex probability sample, and interviewed households
as well as persons in those households are assigned weights so that
the full interviewed sample represents the total national noninstitutionalized
population. Initial weights are assigned based on probability of
selection into the sample, and weights are then adjusted iteratively
to match population controls for selected demographic characteristics
at State and national levels. There are two sets of household and
person weights in this data file: (1) labor force survey weights
and (2) Food Security Supplement weights.
The labor force survey weights, HWHHWGT for households and PWSSWGT
for persons, are positive for persons in all interviewed households.
These weights would be appropriate for analyzing whether households
or persons who completed the supplement differed from those who
declined to complete the supplement.
About 13 percent of households completed the core labor force survey,
but declined to complete the Food Security Supplement. The supplement
weights, HHSUPWGT for households and PWSUPWGT for persons, are adjusted
for supplement nonresponse so that the Supplement respondents represent
the national noninstitutionalized population. These weights are
appropriate for estimating household distributions of variables
in the Food Security Supplement, including food security status.
Household weights are attached to all person records in the household.
To estimate household frequency distributions, the sample must be
limited to one record for each household. This is usually accomplished
by limiting the sample to records of household reference persons
(PERRP=1 or 2). Noninterview or nonsupplement households must be
excluded from these analyses based on HRHTYPE or HRSUPINT.
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